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Privacy Policy

Steadfast Capital Markets Group (SCMG) respects your privacy and has developed this Privacy Policy to set out how it uses and protects the personal and financial information provided by its investors.SCMG collects personal and financial information about you from account applications and other forms that you submit to us that provide information, such as your name, address, e-mail address, telephone number, date of birth, Social Security number or other tax identification number, occupation, financial goals, assets and income. We also collect personal information from your transactions or experiences with us, as well as from consumer reporting agencies and other third party agencies.

We collect this personal information to enable us to administer your account, provide you with products and services, to improve our products and services, and to otherwise conduct our business.SCMG understands the importance of maintaining the privacy of your personal and financial information, and is committed to protecting the privacy and confidentiality of this information. Only those employees who need to have access to your personal or financial information to perform their jobs are authorized to use such information. Employees who have access to your personal and financial information are required to maintain and protect the confidentiality of that information and must follow established procedures. We maintain suitable physical, electronic and administrative procedures to safeguard and secure your personal and financial information and to comply with applicable laws and regulations.

We may share your personal and financial information with our affiliates as required or permitted by applicable law. Our affiliates are companies that control us or companies under common control with us. We may share such information with our affiliates so that your account can be efficiently serviced and we can conduct our business. We also may share your personal and financial information that was collected with our affiliates to determine your eligibility for products and services you previously requested from us or to offer products or services that may be appropriate for you. You have a right under some circumstances to instruct us not to share certain personal and financial information with our affiliates. If you wish to prevent the disclosure of such information to our affiliates for marketing purposes, please contact our Investor Relations Department. Please note that even if you direct us not to share your personal information with our affiliates, we may still do so to conduct our business and as permitted by law. As an example, we can still share information to process transactions or to service your account.

We will not sell, distribute or lease your personal information to third parties unless we have your permission or are required by law to do so. However, we may share your personal information with companies that we hire to perform services for us, such as vendors that provide data processing, computer software maintenance and development, transaction processing, administrative or fund-related services, or with non-affiliated financial service institutions with which we have agreements to market financial services or products that we jointly offer, endorse or sponsor. These nonaffiliated companies are required to limit their use of such information to the particular purpose for which it was shared; they are not allowed to share it with others except to fulfill that particular purpose.

Finally, we may disclose personal information as required or permitted by applicable law. For example, we may be required to provide this information to self-regulatory organizations, securities regulators, law enforcement agencies or other regulatory authorities to facilitate or comply with investigations; to protect against or prevent actual or potential fraud, unauthorized transactions, claims or other liabilities; or to respond to judicial or legal process, such as subpoena requests.

SCMG reserves the right to modify or update this Privacy Policy from time to time. Should you have any questions or concerns regarding the use of your personal information we encourage you to contact us at (949) 333-1799 or via email at InvestorRelations@SteadfastCMG.com.